Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
SZE, CHING WAI
Chinese Name of Relevant Individual

施清淮
HKMA Registration Number
AG2469
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
13 Dec 2024
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH OPERATIONS CLERK
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
13 Dec 2024
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH OPERATIONS CLERK
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SZE, CHING WAI
:
Chinese Name of Relevant Individual
施清淮
:
HKMA Registration Number
AG2469
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
13 Dec 2024
No
BRANCH OPERATIONS CLERK
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
13 Dec 2024
No
BRANCH OPERATIONS CLERK