Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KITANO, HAJIME
Chinese Name of Relevant Individual
HKMA Registration Number
AG2470
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
04 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jan 2015 - 21 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
09 Nov 2014 - 11 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
10 Aug 2014 - 12 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
09 Feb 2014 - 11 Feb 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KITANO, HAJIME
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG2470
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2470
BARCLAYS BANK PLC
Type 4: advising on securities
04 Aug 2015
No
AG2470
BARCLAYS BANK PLC
Type 4: advising on securities
18 Jan 2015 - 21 Jan 2015
No
AG2470
BARCLAYS BANK PLC
Type 4: advising on securities
09 Nov 2014 - 11 Nov 2014
No
AG2470
BARCLAYS BANK PLC
Type 4: advising on securities
10 Aug 2014 - 12 Aug 2014
No
AG2470
BARCLAYS BANK PLC
Type 4: advising on securities
09 Feb 2014 - 11 Feb 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.