Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HONG, MING HIM MATTHEW
Chinese Name of Relevant Individual
康明謙
HKMA Registration Number
AG2472
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jul 2025 - 08 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Feb 2014 - 13 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Feb 2014 - 13 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 Feb 2014 - 13 Oct 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HONG, MING HIM MATTHEW
:
Chinese Name of Relevant Individual
康明謙
:
HKMA Registration Number
AG2472
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2472
UBS AG
Type 1: dealing in securities
16 Jul 2025 - 08 Jan 2026
No
AG2472
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Feb 2014 - 13 Oct 2021
No
AG2472
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Feb 2014 - 13 Oct 2021
No
AG2472
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
10 Feb 2014 - 13 Oct 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.