Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PRADHAN, ANSHUL
Chinese Name of Relevant Individual
HKMA Registration Number
AG2493
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
11 Aug 2025 - 13 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
09 May 2025 - 13 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
27 May 2024 - 28 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
13 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2018 - 11 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
08 Sep 2017 - 11 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
11 Feb 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PRADHAN, ANSHUL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG2493
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2493
BARCLAYS BANK PLC
Type 4: advising on securities
11 Aug 2025 - 13 Aug 2025
No
AG2493
BARCLAYS BANK PLC
Type 4: advising on securities
09 May 2025 - 13 May 2025
No
AG2493
BARCLAYS BANK PLC
Type 4: advising on securities
27 May 2024 - 28 May 2024
No
AG2493
BARCLAYS BANK PLC
Type 4: advising on securities
13 Mar 2023
No
AG2493
BARCLAYS BANK PLC
Type 4: advising on securities
07 Sep 2018 - 11 Sep 2018
No
AG2493
BARCLAYS BANK PLC
Type 4: advising on securities
08 Sep 2017 - 11 Sep 2017
No
AG2493
BARCLAYS BANK PLC
Type 4: advising on securities
11 Feb 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.