Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NA, KIHAK
Chinese Name of Relevant Individual
羅基鶴
HKMA Registration Number
AG2506
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2019 - 31 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2019 - 31 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SKANDINAVISKA ENSKILDA BANKEN AB
Regulated Activity
Type 1: dealing in securities
Effective Period
13 May 2015 - 07 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SKANDINAVISKA ENSKILDA BANKEN AB
Regulated Activity
Type 4: advising on securities
Effective Period
13 May 2015 - 07 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ERSTE GROUP BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Feb 2014 - 01 Apr 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NA, KIHAK
:
Chinese Name of Relevant Individual
羅基鶴
:
HKMA Registration Number
AG2506
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2506
BANK OF NOVA SCOTIA (THE)
Type 1: dealing in securities
12 Jul 2019 - 31 Dec 2023
No
AG2506
BANK OF NOVA SCOTIA (THE)
Type 4: advising on securities
12 Jul 2019 - 31 Dec 2023
No
AG2506
SKANDINAVISKA ENSKILDA BANKEN AB
Type 1: dealing in securities
13 May 2015 - 07 Jun 2019
No
AG2506
SKANDINAVISKA ENSKILDA BANKEN AB
Type 4: advising on securities
13 May 2015 - 07 Jun 2019
No
AG2506
ERSTE GROUP BANK AG
Type 1: dealing in securities
12 Feb 2014 - 01 Apr 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.