Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUKH, FEROZE ROSWELL
Chinese Name of Relevant Individual
HKMA Registration Number
AG2511
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2016 - 17 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2016 - 17 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jul 2015 - 27 Nov 2015
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jul 2015 - 27 Nov 2015
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Apr 2014 - 28 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
23 Apr 2014 - 28 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
23 Apr 2014 - 18 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Feb 2014 - 11 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Feb 2014 - 11 Apr 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUKH, FEROZE ROSWELL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG2511
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2511
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
03 Mar 2016 - 17 Jan 2020
No
AG2511
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
03 Mar 2016 - 17 Jan 2020
No
AG2511
ABN AMRO BANK N.V.
Type 1: dealing in securities
29 Jul 2015 - 27 Nov 2015
Yes
AG2511
ABN AMRO BANK N.V.
Type 4: advising on securities
29 Jul 2015 - 27 Nov 2015
Yes
AG2511
ABN AMRO BANK N.V.
Type 1: dealing in securities
23 Apr 2014 - 28 Jul 2015
No
AG2511
ABN AMRO BANK N.V.
Type 4: advising on securities
23 Apr 2014 - 28 Jul 2015
No
AG2511
ABN AMRO BANK N.V.
Type 9: asset management
23 Apr 2014 - 18 May 2014
No
AG2511
ABN AMRO BANK N.V.
Type 1: dealing in securities
12 Feb 2014 - 11 Apr 2014
No
AG2511
ABN AMRO BANK N.V.
Type 4: advising on securities
12 Feb 2014 - 11 Apr 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.