Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
QIN, CHEN
Chinese Name of Relevant Individual

秦晨
HKMA Registration Number
AG2512
Other HKMA Registration Number(s)
AG0666
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Aug 2013
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM GFIW
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
13 Feb 2014
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM GFIW
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
QIN, CHEN
:
Chinese Name of Relevant Individual
秦晨
:
HKMA Registration Number
AG2512
:
Other HKMA Registration Number(s)
AG0666
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
15 Aug 2013
No
CLIENT ADVISOR WM GFIW
UBS AG
Type 4: advising on securities
13 Feb 2014
No
CLIENT ADVISOR WM GFIW