Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LI, XUE
Chinese Name of Relevant Individual

李雪
HKMA Registration Number
AG2513
Other HKMA Registration Number(s)
AD4559
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Jul 2007
Is an Executive Officer? (Yes / No)
No
Capacity
WM CA DESK HEAD
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
13 Feb 2014
Is an Executive Officer? (Yes / No)
No
Capacity
WM CA DESK HEAD
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LI, XUE
:
Chinese Name of Relevant Individual
李雪
:
HKMA Registration Number
AG2513
:
Other HKMA Registration Number(s)
AD4559
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
20 Jul 2007
No
WM CA DESK HEAD
UBS AG
Type 4: advising on securities
13 Feb 2014
No
WM CA DESK HEAD