Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, HO YIN
Chinese Name of Relevant Individual
林可嫣
HKMA Registration Number
AG2519
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2022 - 03 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2022 - 03 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Feb 2018 - 20 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Feb 2018 - 20 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Feb 2014 - 17 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Feb 2014 - 17 Jan 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, HO YIN
:
Chinese Name of Relevant Individual
林可嫣
:
HKMA Registration Number
AG2519
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2519
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
13 Jan 2022 - 03 Nov 2022
No
AG2519
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
13 Jan 2022 - 03 Nov 2022
No
AG2519
DAH SING BANK, LIMITED
Type 1: dealing in securities
16 Feb 2018 - 20 Nov 2021
No
AG2519
DAH SING BANK, LIMITED
Type 4: advising on securities
16 Feb 2018 - 20 Nov 2021
No
AG2519
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Feb 2014 - 17 Jan 2018
No
AG2519
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Feb 2014 - 17 Jan 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.