Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAM, FUNG HA
Chinese Name of Relevant Individual

林鳳霞
HKMA Registration Number
AG2529
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 Mar 2023
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE MANAGER
Remarks
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
25 Mar 2023
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAM, FUNG HA
:
Chinese Name of Relevant Individual
林鳳霞
:
HKMA Registration Number
AG2529
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
25 Mar 2023
No
ASSOCIATE MANAGER
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
25 Mar 2023
No
ASSOCIATE MANAGER