Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIP, WING MAN
Chinese Name of Relevant Individual
葉穎汶
HKMA Registration Number
AG2530
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jun 2015 - 18 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jun 2015 - 18 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Feb 2014 - 01 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
13 Feb 2014 - 01 Mar 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIP, WING MAN
:
Chinese Name of Relevant Individual
葉穎汶
:
HKMA Registration Number
AG2530
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2530
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
08 Jun 2015 - 18 Oct 2020
No
AG2530
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
08 Jun 2015 - 18 Oct 2020
No
AG2530
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
13 Feb 2014 - 01 Mar 2015
No
AG2530
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
13 Feb 2014 - 01 Mar 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.