Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUNG, TZU YIN
Chinese Name of Relevant Individual
洪子茵
HKMA Registration Number
AG2533
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Oct 2024 - 28 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
30 Oct 2024 - 28 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Feb 2014 - 10 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2014 - 10 May 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUNG, TZU YIN
:
Chinese Name of Relevant Individual
洪子茵
:
HKMA Registration Number
AG2533
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2533
UBS AG
Type 1: dealing in securities
30 Oct 2024 - 28 Mar 2025
No
AG2533
UBS AG
Type 4: advising on securities
30 Oct 2024 - 28 Mar 2025
No
AG2533
UBS AG
Type 1: dealing in securities
14 Feb 2014 - 10 May 2019
No
AG2533
UBS AG
Type 4: advising on securities
14 Feb 2014 - 10 May 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.