Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, SHING KEUNG
Chinese Name of Relevant Individual
譚盛强
HKMA Registration Number
AG2551
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 Feb 2015
Is an Executive Officer? (Yes / No)
No
Capacity
PERSONAL BANKING MANAGER-CC
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
25 Feb 2015
Is an Executive Officer? (Yes / No)
No
Capacity
PERSONAL BANKING MANAGER-CC
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 25 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 25 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Feb 2015 - 05 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Feb 2015 - 05 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Feb 2014 - 20 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Feb 2014 - 20 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Feb 2014 - 22 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Feb 2014 - 22 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Feb 2014 - 22 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Feb 2014 - 22 Feb 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, SHING KEUNG
:
Chinese Name of Relevant Individual
譚盛强
:
HKMA Registration Number
AG2551
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
25 Feb 2015
No
PERSONAL BANKING MANAGER-CC
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
25 Feb 2015
No
PERSONAL BANKING MANAGER-CC
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2551
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 25 Feb 2015
No
AG2551
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 25 Feb 2015
No
AG2551
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
26 Feb 2015 - 05 May 2025
No
AG2551
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
26 Feb 2015 - 05 May 2025
No
AG2551
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
25 Feb 2014 - 20 Sep 2024
No
AG2551
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
25 Feb 2014 - 20 Sep 2024
No
AG2551
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
28 Feb 2014 - 22 Feb 2015
No
AG2551
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
28 Feb 2014 - 22 Feb 2015
No
AG2551
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
15 Feb 2014 - 22 Feb 2015
No
AG2551
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
15 Feb 2014 - 22 Feb 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.