Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
HUANG, LI HUA
Chinese Name of Relevant Individual

黃麗華
HKMA Registration Number
AG2562
Other HKMA Registration Number(s)
AC7499
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Nov 2005
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Feb 2014
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
HUANG, LI HUA
:
Chinese Name of Relevant Individual
黃麗華
:
HKMA Registration Number
AG2562
:
Other HKMA Registration Number(s)
AC7499
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
06 Nov 2005
No
CLIENT ADVISOR WM
UBS AG
Type 4: advising on securities
18 Feb 2014
No
CLIENT ADVISOR WM