Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TRIVEDI, ROHAN
Chinese Name of Relevant Individual
HKMA Registration Number
AG2572
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jan 2016 - 28 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Dec 2015 - 15 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Dec 2015 - 02 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2015 - 06 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2015 - 25 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Mar 2015 - 18 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2015 - 16 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2014 - 19 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jul 2014 - 23 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jun 2014 - 06 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
05 May 2014 - 16 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Apr 2014 - 11 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Feb 2014 - 20 Feb 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TRIVEDI, ROHAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG2572
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2572
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
18 Jan 2016 - 28 Jan 2016
No
AG2572
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
11 Dec 2015 - 15 Dec 2015
No
AG2572
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Dec 2015 - 02 Dec 2015
No
AG2572
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Oct 2015 - 06 Nov 2015
No
AG2572
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 Sep 2015 - 25 Sep 2015
No
AG2572
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
16 Mar 2015 - 18 Mar 2015
No
AG2572
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
14 Jan 2015 - 16 Jan 2015
No
AG2572
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
16 Sep 2014 - 19 Sep 2014
No
AG2572
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
18 Jul 2014 - 23 Jul 2014
No
AG2572
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
03 Jun 2014 - 06 Jun 2014
No
AG2572
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
05 May 2014 - 16 May 2014
No
AG2572
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 Apr 2014 - 11 Apr 2014
No
AG2572
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
18 Feb 2014 - 20 Feb 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
