Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, FANG YU
Chinese Name of Relevant Individual
劉芳瑜
HKMA Registration Number
AG2578
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 May 2016 - 02 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
04 May 2016 - 02 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 May 2016 - 02 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 May 2016 - 02 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2015 - 08 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
24 Apr 2015 - 08 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Feb 2014 - 17 Apr 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, FANG YU
:
Chinese Name of Relevant Individual
劉芳瑜
:
HKMA Registration Number
AG2578
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2578
CITIBANK, N.A.
Type 1: dealing in securities
04 May 2016 - 02 May 2019
No
AG2578
CITIBANK, N.A.
Type 4: advising on securities
04 May 2016 - 02 May 2019
No
AG2578
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
04 May 2016 - 02 May 2019
No
AG2578
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
04 May 2016 - 02 May 2019
No
AG2578
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
24 Apr 2015 - 08 May 2015
No
AG2578
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
24 Apr 2015 - 08 May 2015
No
AG2578
UBS AG
Type 1: dealing in securities
19 Feb 2014 - 17 Apr 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.