Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZHAO, CHONG
Chinese Name of Relevant Individual
趙翀
HKMA Registration Number
AG2587
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Jan 2018
Is an Executive Officer? (Yes / No)
No
Capacity
GLOBAL FINANCING AND CREDIT TRADING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
SFC CE number
AAK077
Business Address
60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 10 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
13 May 2016 - 20 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
13 May 2016 - 20 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
13 May 2016 - 20 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jan 2016 - 02 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jan 2016 - 02 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
08 Jan 2016 - 02 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Oct 2015 - 11 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
06 Oct 2015 - 11 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
06 Oct 2015 - 11 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jun 2015 - 19 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jun 2015 - 19 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Jun 2015 - 19 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2015 - 15 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2015 - 23 Jan 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 21
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZHAO, CHONG
:
Chinese Name of Relevant Individual
趙翀
:
HKMA Registration Number
AG2587
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
10 Jan 2018
No
GLOBAL FINANCING AND CREDIT TRADING
Name of Registered Institution
SFC CE number
Business Address
DEUTSCHE BANK AKTIENGESELLSCHAFT
AAK077
60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
Since 10 Jan 2018
No
AG2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
13 May 2016 - 20 May 2016
No
AG2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
13 May 2016 - 20 May 2016
No
AG2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
13 May 2016 - 20 May 2016
No
AG2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 Jan 2016 - 02 Feb 2016
No
AG2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
08 Jan 2016 - 02 Feb 2016
No
AG2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
08 Jan 2016 - 02 Feb 2016
No
AG2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
06 Oct 2015 - 11 Oct 2015
No
AG2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
06 Oct 2015 - 11 Oct 2015
No
AG2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
06 Oct 2015 - 11 Oct 2015
No
AG2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
12 Jun 2015 - 19 Jun 2015
No
AG2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
12 Jun 2015 - 19 Jun 2015
No
AG2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
12 Jun 2015 - 19 Jun 2015
No
AG2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
10 Mar 2015 - 15 Mar 2015
No
AG2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
16 Jan 2015 - 23 Jan 2015
No
AG2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
22 Oct 2014 - 24 Oct 2014
No
AG2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
15 Sep 2014 - 20 Sep 2014
No
AG2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
13 Jun 2014 - 20 Jun 2014
No
AG2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
11 Apr 2014 - 21 Apr 2014
No
AG2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
25 Mar 2014 - 28 Mar 2014
No
AG2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
19 Feb 2014 - 28 Feb 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.