Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHONG, KIU CHIK JOHN
Chinese Name of Relevant Individual
莊喬植
HKMA Registration Number
AG2608
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 May 2020 - 11 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 May 2020 - 11 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2018 - 26 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Oct 2018 - 26 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 Oct 2018 - 26 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Oct 2017 - 24 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Oct 2017 - 24 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Apr 2017 - 15 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Feb 2014 - 19 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Feb 2014 - 19 Mar 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHONG, KIU CHIK JOHN
:
Chinese Name of Relevant Individual
莊喬植
:
HKMA Registration Number
AG2608
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2608
DAH SING BANK, LIMITED
Type 1: dealing in securities
12 May 2020 - 11 May 2021
No
AG2608
DAH SING BANK, LIMITED
Type 4: advising on securities
12 May 2020 - 11 May 2021
No
AG2608
HANG SENG BANK, LIMITED
Type 1: dealing in securities
23 Oct 2018 - 26 Apr 2020
No
AG2608
HANG SENG BANK, LIMITED
Type 4: advising on securities
23 Oct 2018 - 26 Apr 2020
No
AG2608
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
23 Oct 2018 - 26 Apr 2020
No
AG2608
CHONG HING BANK LIMITED
Type 1: dealing in securities
12 Oct 2017 - 24 Sep 2018
No
AG2608
CHONG HING BANK LIMITED
Type 4: advising on securities
12 Oct 2017 - 24 Sep 2018
No
AG2608
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
21 Apr 2017 - 15 Jun 2017
No
AG2608
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
21 Feb 2014 - 19 Mar 2017
No
AG2608
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
21 Feb 2014 - 19 Mar 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.