Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, WANTING
Chinese Name of Relevant Individual
李晚婷
HKMA Registration Number
AG2611
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 Mar 2023
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT
Remarks
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
03 Mar 2023
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
MUFG BANK, LTD.
SFC CE number
AAN305
Business Address
9/F, AIA CENTRAL, 1 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 03 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 03 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2017 - 22 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Sep 2017 - 22 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jan 2016 - 26 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jan 2016 - 26 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Feb 2014 - 11 Dec 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, WANTING
:
Chinese Name of Relevant Individual
李晚婷
:
HKMA Registration Number
AG2611
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
MUFG BANK, LTD.
Type 1: dealing in securities
03 Mar 2023
No
VICE PRESIDENT
MUFG BANK, LTD.
Type 4: advising on securities
03 Mar 2023
No
VICE PRESIDENT
Name of Registered Institution
SFC CE number
Business Address
MUFG BANK, LTD.
AAN305
9/F, AIA CENTRAL, 1 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2611
MUFG BANK, LTD.
Type 1: dealing in securities
Since 03 Mar 2023
No
AG2611
MUFG BANK, LTD.
Type 4: advising on securities
Since 03 Mar 2023
No
AG2611
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
08 Sep 2017 - 22 Oct 2022
No
AG2611
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
08 Sep 2017 - 22 Oct 2022
No
AG2611
DAH SING BANK, LIMITED
Type 1: dealing in securities
04 Jan 2016 - 26 Feb 2017
No
AG2611
DAH SING BANK, LIMITED
Type 4: advising on securities
04 Jan 2016 - 26 Feb 2017
No
AG2611
CATHAY UNITED BANK COMPANY, LIMITED
Type 1: dealing in securities
21 Feb 2014 - 11 Dec 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.