Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUAN, YE
Chinese Name of Relevant Individual
袁也
HKMA Registration Number
AG2623
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Sep 2017
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT LEVEL
Remarks
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Sep 2017
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT LEVEL
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA MERCHANTS BANK CO., LTD.
SFC CE number
AHN815
Business Address
27-28/F, 30-31/F, THREE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Oct 2016 - 16 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2016 - 16 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Feb 2014 - 20 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Feb 2014 - 20 Apr 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUAN, YE
:
Chinese Name of Relevant Individual
袁也
:
HKMA Registration Number
AG2623
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
22 Sep 2017
No
VICE PRESIDENT LEVEL
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
22 Sep 2017
No
VICE PRESIDENT LEVEL
Name of Registered Institution
SFC CE number
Business Address
CHINA MERCHANTS BANK CO., LTD.
AHN815
27-28/F, 30-31/F, THREE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2623
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
Since 22 Sep 2017
No
AG2623
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
Since 22 Sep 2017
No
AG2623
BANK OF MONTREAL
Type 1: dealing in securities
14 Oct 2016 - 16 Jun 2017
No
AG2623
BANK OF MONTREAL
Type 4: advising on securities
14 Oct 2016 - 16 Jun 2017
No
AG2623
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
22 Feb 2014 - 20 Apr 2016
No
AG2623
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
22 Feb 2014 - 20 Apr 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.