Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KOH, CHIA CHIA
Chinese Name of Relevant Individual
HKMA Registration Number
AG2626
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2015 - 04 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2015 - 04 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Mar 2015 - 21 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
15 Mar 2015 - 21 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jan 2015 - 30 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jan 2015 - 30 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Nov 2014 - 08 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
02 Nov 2014 - 08 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Sep 2014 - 06 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
02 Sep 2014 - 06 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2014 - 17 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
11 May 2014 - 17 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2014 - 01 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
23 Feb 2014 - 01 Mar 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KOH, CHIA CHIA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG2626
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2626
BARCLAYS BANK PLC
Type 1: dealing in securities
01 Nov 2015 - 04 Nov 2015
No
AG2626
BARCLAYS BANK PLC
Type 4: advising on securities
01 Nov 2015 - 04 Nov 2015
No
AG2626
BARCLAYS BANK PLC
Type 1: dealing in securities
15 Mar 2015 - 21 Mar 2015
No
AG2626
BARCLAYS BANK PLC
Type 4: advising on securities
15 Mar 2015 - 21 Mar 2015
No
AG2626
BARCLAYS BANK PLC
Type 1: dealing in securities
26 Jan 2015 - 30 Jan 2015
No
AG2626
BARCLAYS BANK PLC
Type 4: advising on securities
26 Jan 2015 - 30 Jan 2015
No
AG2626
BARCLAYS BANK PLC
Type 1: dealing in securities
02 Nov 2014 - 08 Nov 2014
No
AG2626
BARCLAYS BANK PLC
Type 4: advising on securities
02 Nov 2014 - 08 Nov 2014
No
AG2626
BARCLAYS BANK PLC
Type 1: dealing in securities
02 Sep 2014 - 06 Sep 2014
No
AG2626
BARCLAYS BANK PLC
Type 4: advising on securities
02 Sep 2014 - 06 Sep 2014
No
AG2626
BARCLAYS BANK PLC
Type 1: dealing in securities
11 May 2014 - 17 May 2014
No
AG2626
BARCLAYS BANK PLC
Type 4: advising on securities
11 May 2014 - 17 May 2014
No
AG2626
BARCLAYS BANK PLC
Type 1: dealing in securities
23 Feb 2014 - 01 Mar 2014
No
AG2626
BARCLAYS BANK PLC
Type 4: advising on securities
23 Feb 2014 - 01 Mar 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.