Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ANTON, MANUEL
Chinese Name of Relevant Individual
HKMA Registration Number
AG2629
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
02 Feb 2015 - 11 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
08 Oct 2014 - 09 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Apr 2014 - 16 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Feb 2014 - 05 Mar 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ANTON, MANUEL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG2629
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2629
ROYAL BANK OF CANADA
Type 4: advising on securities
02 Feb 2015 - 11 Feb 2015
No
AG2629
ROYAL BANK OF CANADA
Type 4: advising on securities
08 Oct 2014 - 09 Oct 2014
No
AG2629
ROYAL BANK OF CANADA
Type 1: dealing in securities
15 Apr 2014 - 16 Apr 2014
No
AG2629
ROYAL BANK OF CANADA
Type 1: dealing in securities
24 Feb 2014 - 05 Mar 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.