Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, CHEN CHANG
Chinese Name of Relevant Individual
何振昌
HKMA Registration Number
AG2655
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2017 - 13 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Aug 2017 - 13 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Apr 2017 - 02 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Feb 2014 - 02 Jun 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, CHEN CHANG
:
Chinese Name of Relevant Individual
何振昌
:
HKMA Registration Number
AG2655
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2655
CTBC BANK CO., LTD.
Type 1: dealing in securities
10 Aug 2017 - 13 Aug 2021
No
AG2655
CTBC BANK CO., LTD.
Type 4: advising on securities
10 Aug 2017 - 13 Aug 2021
No
AG2655
E.SUN COMMERCIAL BANK, LTD.
Type 4: advising on securities
12 Apr 2017 - 02 Jun 2017
No
AG2655
E.SUN COMMERCIAL BANK, LTD.
Type 1: dealing in securities
26 Feb 2014 - 02 Jun 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.