Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAI, YAN TUNG IRIS
Chinese Name of Relevant Individual
黎恩彤
HKMA Registration Number
AG2657
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jan 2016 - 11 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jan 2016 - 11 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Feb 2014 - 14 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Feb 2014 - 14 Jan 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAI, YAN TUNG IRIS
:
Chinese Name of Relevant Individual
黎恩彤
:
HKMA Registration Number
AG2657
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2657
DBS BANK LTD.
Type 1: dealing in securities
27 Jan 2016 - 11 Jul 2017
No
AG2657
DBS BANK LTD.
Type 4: advising on securities
27 Jan 2016 - 11 Jul 2017
No
AG2657
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Feb 2014 - 14 Jan 2016
No
AG2657
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Feb 2014 - 14 Jan 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.