Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUYNH NGOC, TUAN
Chinese Name of Relevant Individual
HKMA Registration Number
AG2667
Other HKMA Registration Number(s)
AE4626
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 9: asset management
Effective Period
29 Dec 2022 - 29 Feb 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2017 - 30 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 9: asset management
Effective Period
11 Jul 2014 - 30 Mar 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Feb 2014 - 30 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 9: asset management
Effective Period
27 Feb 2014 - 10 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2014 - 23 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Dec 2013 - 10 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Sep 2013 - 24 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2013 - 12 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jun 2013 - 07 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Feb 2013 - 20 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2012 - 17 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2012 - 13 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jun 2012 - 18 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jun 2012 - 10 Jun 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 28
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUYNH NGOC, TUAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG2667
:
Other HKMA Registration Number(s)
AE4626
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2667
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 9: asset management
29 Dec 2022 - 29 Feb 2024
Yes
AG2667
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
24 May 2017 - 30 Mar 2021
No
AG2667
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 9: asset management
11 Jul 2014 - 30 Mar 2021
Yes
AG2667
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
27 Feb 2014 - 30 Mar 2021
No
AG2667
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 9: asset management
27 Feb 2014 - 10 Jul 2014
No
AE4626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
22 Jan 2014 - 23 Jan 2014
No
AE4626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
06 Dec 2013 - 10 Dec 2013
No
AE4626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
17 Sep 2013 - 24 Sep 2013
No
AE4626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
11 Jul 2013 - 12 Jul 2013
No
AE4626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
05 Jun 2013 - 07 Jun 2013
No
AE4626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
19 Feb 2013 - 20 Feb 2013
No
AE4626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
15 Oct 2012 - 17 Oct 2012
No
AE4626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
12 Jul 2012 - 13 Jul 2012
No
AE4626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
15 Jun 2012 - 18 Jun 2012
No
AE4626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
05 Jun 2012 - 10 Jun 2012
No
AE4626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
30 Apr 2012 - 04 May 2012
No
AE4626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
16 Mar 2012 - 28 Mar 2012
No
AE4626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
06 Feb 2012 - 10 Feb 2012
No
AE4626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
30 Nov 2011 - 02 Dec 2011
No
AE4626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
03 Nov 2011 - 04 Nov 2011
No
AE4626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
17 Oct 2011 - 18 Oct 2011
No
AE4626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
05 Oct 2011 - 07 Oct 2011
No
AE4626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
31 Aug 2011 - 02 Sep 2011
No
AE4626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Jun 2011 - 03 Jun 2011
No
AE4626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
19 Apr 2011 - 21 Apr 2011
No
AE4626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
05 Jan 2011 - 07 Jan 2011
No
AE4626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
06 Feb 2010 - 08 Feb 2010
No
AE4626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
17 Nov 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.