Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAI, XIAOMING
Chinese Name of Relevant Individual
柴晓明
HKMA Registration Number
AG2696
Other HKMA Registration Number(s)
AD9366
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2022 - 28 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2022 - 28 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2018 - 28 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2018 - 28 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Mar 2014 - 15 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Mar 2014 - 15 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jun 2008 - 03 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jun 2008 - 03 Mar 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAI, XIAOMING
:
Chinese Name of Relevant Individual
柴晓明
:
HKMA Registration Number
AG2696
:
Other HKMA Registration Number(s)
AD9366
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2696
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
31 May 2022 - 28 Apr 2023
No
AG2696
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
31 May 2022 - 28 Apr 2023
No
AG2696
BNP PARIBAS
Type 1: dealing in securities
31 Aug 2018 - 28 Apr 2022
No
AG2696
BNP PARIBAS
Type 4: advising on securities
31 Aug 2018 - 28 Apr 2022
No
AG2696
CREDIT SUISSE AG
Type 1: dealing in securities
01 Mar 2014 - 15 Jun 2018
No
AG2696
CREDIT SUISSE AG
Type 4: advising on securities
01 Mar 2014 - 15 Jun 2018
No
AD9366
BARCLAYS BANK PLC
Type 1: dealing in securities
14 Jun 2008 - 03 Mar 2010
No
AD9366
BARCLAYS BANK PLC
Type 4: advising on securities
14 Jun 2008 - 03 Mar 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.