Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DARGENT, FRANCK JACQUES PIERRE
Chinese Name of Relevant Individual
HKMA Registration Number
AG2697
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Feb 2015 - 16 Nov 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
06 Feb 2015 - 16 Nov 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Mar 2014 - 05 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
01 Mar 2014 - 05 Feb 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DARGENT, FRANCK JACQUES PIERRE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG2697
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2697
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
06 Feb 2015 - 16 Nov 2017
Yes
AG2697
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
06 Feb 2015 - 16 Nov 2017
Yes
AG2697
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
01 Mar 2014 - 05 Feb 2015
No
AG2697
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
01 Mar 2014 - 05 Feb 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.