Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PFISTER, URS CHRISTOPH
Chinese Name of Relevant Individual
HKMA Registration Number
AG2712
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Nov 2014 - 29 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
24 Nov 2014 - 29 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2014 - 08 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2014 - 08 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
29 May 2014 - 06 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
29 May 2014 - 06 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Mar 2014 - 01 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
20 Mar 2014 - 01 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2014 - 10 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2014 - 10 Mar 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PFISTER, URS CHRISTOPH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG2712
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2712
CREDIT SUISSE AG
Type 1: dealing in securities
24 Nov 2014 - 29 Nov 2014
No
AG2712
CREDIT SUISSE AG
Type 4: advising on securities
24 Nov 2014 - 29 Nov 2014
No
AG2712
CREDIT SUISSE AG
Type 1: dealing in securities
01 Sep 2014 - 08 Sep 2014
No
AG2712
CREDIT SUISSE AG
Type 4: advising on securities
01 Sep 2014 - 08 Sep 2014
No
AG2712
CREDIT SUISSE AG
Type 1: dealing in securities
29 May 2014 - 06 Jun 2014
No
AG2712
CREDIT SUISSE AG
Type 4: advising on securities
29 May 2014 - 06 Jun 2014
No
AG2712
CREDIT SUISSE AG
Type 1: dealing in securities
20 Mar 2014 - 01 Apr 2014
No
AG2712
CREDIT SUISSE AG
Type 4: advising on securities
20 Mar 2014 - 01 Apr 2014
No
AG2712
CREDIT SUISSE AG
Type 1: dealing in securities
03 Mar 2014 - 10 Mar 2014
No
AG2712
CREDIT SUISSE AG
Type 4: advising on securities
03 Mar 2014 - 10 Mar 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.