Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSANG, LOK MING
Chinese Name of Relevant Individual
曾洛銘
HKMA Registration Number
AG2725
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2015 - 29 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jan 2015 - 29 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
07 Jan 2015 - 29 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Mar 2014 - 08 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Mar 2014 - 08 Nov 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSANG, LOK MING
:
Chinese Name of Relevant Individual
曾洛銘
:
HKMA Registration Number
AG2725
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2725
HANG SENG BANK, LIMITED
Type 1: dealing in securities
07 Jan 2015 - 29 Dec 2016
No
AG2725
HANG SENG BANK, LIMITED
Type 4: advising on securities
07 Jan 2015 - 29 Dec 2016
No
AG2725
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
07 Jan 2015 - 29 Dec 2016
No
AG2725
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Mar 2014 - 08 Nov 2014
No
AG2725
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Mar 2014 - 08 Nov 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.