Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOI, WAI HUNG
Chinese Name of Relevant Individual
蔡偉雄
HKMA Registration Number
AG2746
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Feb 2025
Is an Executive Officer? (Yes / No)
No
Capacity
COMPLIANCE & QUALITY ASSURANCE MANAGER
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Feb 2025
Is an Executive Officer? (Yes / No)
No
Capacity
COMPLIANCE & QUALITY ASSURANCE MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHIYU BANKING CORPORATION LIMITED
SFC CE number
AAL594
Business Address
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 05 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 05 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jul 2019 - 24 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jul 2019 - 24 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jun 2019 - 13 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jun 2019 - 13 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2016 - 15 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Aug 2016 - 15 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2014 - 21 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
05 Nov 2014 - 21 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Apr 2014 - 06 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Apr 2014 - 06 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Mar 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOI, WAI HUNG
:
Chinese Name of Relevant Individual
蔡偉雄
:
HKMA Registration Number
AG2746
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
05 Feb 2025
No
COMPLIANCE & QUALITY ASSURANCE MANAGER
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
05 Feb 2025
No
COMPLIANCE & QUALITY ASSURANCE MANAGER
Name of Registered Institution
SFC CE number
Business Address
CHIYU BANKING CORPORATION LIMITED
AAL594
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2746
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
Since 05 Feb 2025
No
AG2746
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
Since 05 Feb 2025
No
AG2746
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
20 Jul 2019 - 24 Oct 2023
No
AG2746
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
20 Jul 2019 - 24 Oct 2023
No
AG2746
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
10 Jun 2019 - 13 Jun 2019
No
AG2746
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
10 Jun 2019 - 13 Jun 2019
No
AG2746
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
20 Aug 2016 - 15 May 2019
No
AG2746
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
20 Aug 2016 - 15 May 2019
No
AG2746
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
05 Nov 2014 - 21 Feb 2016
No
AG2746
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
05 Nov 2014 - 21 Feb 2016
No
AG2746
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Apr 2014 - 06 Oct 2014
No
AG2746
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Apr 2014 - 06 Oct 2014
No
AG2746
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Mar 2014
No
AG2746
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Mar 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
