Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
XIE, ZHIQIU
Chinese Name of Relevant Individual
謝知秋
HKMA Registration Number
AG2751
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2019 - 29 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
16 Aug 2019 - 29 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2014 - 04 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Mar 2014 - 04 Dec 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
XIE, ZHIQIU
:
Chinese Name of Relevant Individual
謝知秋
:
HKMA Registration Number
AG2751
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2751
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
16 Aug 2019 - 29 Jun 2023
No
AG2751
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
16 Aug 2019 - 29 Jun 2023
No
AG2751
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
06 Mar 2014 - 04 Dec 2016
No
AG2751
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
06 Mar 2014 - 04 Dec 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.