Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, SHUK YING
Chinese Name of Relevant Individual
李淑英
HKMA Registration Number
AG2755
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2014 - 03 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Oct 2014 - 03 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Aug 2014 - 14 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jul 2014 - 14 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
25 Jul 2014 - 14 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Mar 2014 - 13 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Mar 2014 - 13 Jun 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, SHUK YING
:
Chinese Name of Relevant Individual
李淑英
:
HKMA Registration Number
AG2755
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2755
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
31 Oct 2014 - 03 Jul 2015
No
AG2755
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
31 Oct 2014 - 03 Jul 2015
No
AG2755
HANG SENG BANK, LIMITED
Type 4: advising on securities
05 Aug 2014 - 14 Oct 2014
No
AG2755
HANG SENG BANK, LIMITED
Type 1: dealing in securities
25 Jul 2014 - 14 Oct 2014
No
AG2755
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
25 Jul 2014 - 14 Oct 2014
No
AG2755
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
07 Mar 2014 - 13 Jun 2014
No
AG2755
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
07 Mar 2014 - 13 Jun 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.