Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NGAN, CHIN MING
Chinese Name of Relevant Individual
顏展明
HKMA Registration Number
AG2771
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2014 - 29 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Aug 2014 - 29 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Mar 2014 - 29 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Mar 2014 - 29 Jun 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NGAN, CHIN MING
:
Chinese Name of Relevant Individual
顏展明
:
HKMA Registration Number
AG2771
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2771
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
29 Aug 2014 - 29 Oct 2016
No
AG2771
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
29 Aug 2014 - 29 Oct 2016
No
AG2771
CHONG HING BANK LIMITED
Type 1: dealing in securities
08 Mar 2014 - 29 Jun 2014
No
AG2771
CHONG HING BANK LIMITED
Type 4: advising on securities
08 Mar 2014 - 29 Jun 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.