Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KAN, TSZ TSUN
Chinese Name of Relevant Individual
簡子浚
HKMA Registration Number
AG2773
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2014 - 28 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jul 2014 - 28 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Mar 2014 - 19 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Mar 2014 - 19 Apr 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KAN, TSZ TSUN
:
Chinese Name of Relevant Individual
簡子浚
:
HKMA Registration Number
AG2773
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2773
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
15 Jul 2014 - 28 Jul 2016
No
AG2773
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
15 Jul 2014 - 28 Jul 2016
No
AG2773
CHONG HING BANK LIMITED
Type 1: dealing in securities
08 Mar 2014 - 19 Apr 2014
No
AG2773
CHONG HING BANK LIMITED
Type 4: advising on securities
08 Mar 2014 - 19 Apr 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.