Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MALHOTRA, VIKRAM
Chinese Name of Relevant Individual
HKMA Registration Number
AG2789
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Oct 2017 - 11 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2017 - 27 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2017 - 05 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jun 2014 - 25 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jun 2014 - 25 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Mar 2014 - 12 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
11 Mar 2014 - 12 Mar 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MALHOTRA, VIKRAM
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG2789
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2789
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
09 Oct 2017 - 11 Oct 2017
No
AG2789
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
26 Jun 2017 - 27 Jun 2017
No
AG2789
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
03 May 2017 - 05 May 2017
No
AG2789
BARCLAYS BANK PLC
Type 1: dealing in securities
11 Jan 2016
No
AG2789
BARCLAYS BANK PLC
Type 4: advising on securities
11 Jan 2016
No
AG2789
BARCLAYS BANK PLC
Type 1: dealing in securities
24 Jun 2014 - 25 Jun 2014
No
AG2789
BARCLAYS BANK PLC
Type 4: advising on securities
24 Jun 2014 - 25 Jun 2014
No
AG2789
BARCLAYS BANK PLC
Type 1: dealing in securities
11 Mar 2014 - 12 Mar 2014
No
AG2789
BARCLAYS BANK PLC
Type 4: advising on securities
11 Mar 2014 - 12 Mar 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.