Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SORID, DANIEL CRAIG
Chinese Name of Relevant Individual
HKMA Registration Number
AG2801
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
06 Nov 2015 - 09 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
22 Apr 2015 - 28 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
12 Nov 2014 - 14 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
12 Mar 2014 - 14 Mar 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SORID, DANIEL CRAIG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG2801
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
06 Nov 2015 - 09 Nov 2015
No
AG2801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
22 Apr 2015 - 28 Apr 2015
No
AG2801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
12 Nov 2014 - 14 Nov 2014
No
AG2801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
12 Mar 2014 - 14 Mar 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.