Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIU, TSUN YEE PATRICK
Chinese Name of Relevant Individual
姚俊義
HKMA Registration Number
AG2819
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 May 2023
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICE
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
19 May 2023
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICE
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
19 May 2023
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICE
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HANG SENG BANK, LIMITED
SFC CE number
AAH297
Business Address
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 19 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 19 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
Since 19 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Dec 2022 - 15 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Dec 2022 - 15 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Mar 2019 - 14 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Oct 2017 - 06 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Oct 2017 - 06 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Oct 2017 - 06 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jun 2016 - 10 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jun 2016 - 10 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2014 - 25 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Mar 2014 - 25 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Mar 2014 - 25 Apr 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIU, TSUN YEE PATRICK
:
Chinese Name of Relevant Individual
姚俊義
:
HKMA Registration Number
AG2819
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
19 May 2023
No
CUSTOMER SERVICE
HANG SENG BANK, LIMITED
Type 4: advising on securities
19 May 2023
No
CUSTOMER SERVICE
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
19 May 2023
No
CUSTOMER SERVICE
Name of Registered Institution
SFC CE number
Business Address
HANG SENG BANK, LIMITED
AAH297
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2819
HANG SENG BANK, LIMITED
Type 1: dealing in securities
Since 19 May 2023
No
AG2819
HANG SENG BANK, LIMITED
Type 4: advising on securities
Since 19 May 2023
No
AG2819
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
Since 19 May 2023
No
AG2819
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
21 Dec 2022 - 15 Apr 2023
No
AG2819
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
21 Dec 2022 - 15 Apr 2023
No
AG2819
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
20 Mar 2019 - 14 Oct 2022
No
AG2819
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Oct 2017 - 06 Jan 2019
No
AG2819
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Oct 2017 - 06 Jan 2019
No
AG2819
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
12 Oct 2017 - 06 Jan 2019
No
AG2819
DAH SING BANK, LIMITED
Type 1: dealing in securities
25 Jun 2016 - 10 Aug 2017
No
AG2819
DAH SING BANK, LIMITED
Type 4: advising on securities
25 Jun 2016 - 10 Aug 2017
No
AG2819
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Mar 2014 - 25 Apr 2016
No
AG2819
HANG SENG BANK, LIMITED
Type 4: advising on securities
13 Mar 2014 - 25 Apr 2016
No
AG2819
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Mar 2014 - 25 Apr 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.