Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SETHI, SANDEEP
Chinese Name of Relevant Individual
HKMA Registration Number
AG2839
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Feb 2018 - 26 Nov 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
02 Feb 2018 - 26 Nov 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2014 - 01 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 Mar 2014 - 01 Feb 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SETHI, SANDEEP
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG2839
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2839
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
02 Feb 2018 - 26 Nov 2021
Yes
AG2839
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
02 Feb 2018 - 26 Nov 2021
Yes
AG2839
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
14 Mar 2014 - 01 Feb 2018
No
AG2839
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
14 Mar 2014 - 01 Feb 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.