Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ARDON, JEAN-DENIS ETIENNE
Chinese Name of Relevant Individual
HKMA Registration Number
AG2841
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jul 2017 - 29 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
25 Jul 2017 - 29 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jul 2017 - 29 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 5: advising on futures contracts
Effective Period
25 Jul 2017 - 29 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2014 - 12 Feb 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ARDON, JEAN-DENIS ETIENNE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG2841
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2841
NATIXIS
Type 1: dealing in securities
25 Jul 2017 - 29 Nov 2019
No
AG2841
NATIXIS
Type 2: dealing in futures contracts
25 Jul 2017 - 29 Nov 2019
No
AG2841
NATIXIS
Type 4: advising on securities
25 Jul 2017 - 29 Nov 2019
No
AG2841
NATIXIS
Type 5: advising on futures contracts
25 Jul 2017 - 29 Nov 2019
No
AG2841
BARCLAYS BANK PLC
Type 1: dealing in securities
14 Mar 2014 - 12 Feb 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.