Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
BAINES, RUSSELL ARMSTRONG
Chinese Name of Relevant Individual
HKMA Registration Number
AG2854
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2018 - 07 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
05 Nov 2018 - 07 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Mar 2017 - 09 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
08 Mar 2017 - 09 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Nov 2015 - 06 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
04 Nov 2015 - 06 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jun 2015 - 05 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jun 2015 - 05 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Nov 2014 - 20 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
18 Nov 2014 - 20 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jul 2014 - 04 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jul 2014 - 04 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
13 May 2014 - 14 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
13 May 2014 - 14 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Mar 2014 - 18 Mar 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 16
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
BAINES, RUSSELL ARMSTRONG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG2854
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2854
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
05 Nov 2018 - 07 Nov 2018
No
AG2854
WESTPAC BANKING CORPORATION
Type 4: advising on securities
05 Nov 2018 - 07 Nov 2018
No
AG2854
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
08 Mar 2017 - 09 Mar 2017
No
AG2854
WESTPAC BANKING CORPORATION
Type 4: advising on securities
08 Mar 2017 - 09 Mar 2017
No
AG2854
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
04 Nov 2015 - 06 Nov 2015
No
AG2854
WESTPAC BANKING CORPORATION
Type 4: advising on securities
04 Nov 2015 - 06 Nov 2015
No
AG2854
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
02 Jun 2015 - 05 Jun 2015
No
AG2854
WESTPAC BANKING CORPORATION
Type 4: advising on securities
02 Jun 2015 - 05 Jun 2015
No
AG2854
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
18 Nov 2014 - 20 Nov 2014
No
AG2854
WESTPAC BANKING CORPORATION
Type 4: advising on securities
18 Nov 2014 - 20 Nov 2014
No
AG2854
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
03 Jul 2014 - 04 Jul 2014
No
AG2854
WESTPAC BANKING CORPORATION
Type 4: advising on securities
03 Jul 2014 - 04 Jul 2014
No
AG2854
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
13 May 2014 - 14 May 2014
No
AG2854
WESTPAC BANKING CORPORATION
Type 4: advising on securities
13 May 2014 - 14 May 2014
No
AG2854
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
17 Mar 2014 - 18 Mar 2014
No
AG2854
WESTPAC BANKING CORPORATION
Type 4: advising on securities
17 Mar 2014 - 18 Mar 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.