Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PARK, SEI YON
Chinese Name of Relevant Individual
HKMA Registration Number
AG2863
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
30 Nov 2015 - 04 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
05 Oct 2015 - 07 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2015 - 26 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
14 Apr 2015 - 18 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jan 2015 - 21 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
03 Dec 2014 - 10 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2014 - 09 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
17 Mar 2014 - 19 Mar 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PARK, SEI YON
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG2863
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2863
BARCLAYS BANK PLC
Type 4: advising on securities
30 Nov 2015 - 04 Dec 2015
No
AG2863
BARCLAYS BANK PLC
Type 4: advising on securities
05 Oct 2015 - 07 Oct 2015
No
AG2863
BARCLAYS BANK PLC
Type 4: advising on securities
24 Aug 2015 - 26 Aug 2015
No
AG2863
BARCLAYS BANK PLC
Type 4: advising on securities
14 Apr 2015 - 18 Apr 2015
No
AG2863
BARCLAYS BANK PLC
Type 4: advising on securities
18 Jan 2015 - 21 Jan 2015
No
AG2863
BARCLAYS BANK PLC
Type 4: advising on securities
03 Dec 2014 - 10 Dec 2014
No
AG2863
BARCLAYS BANK PLC
Type 4: advising on securities
06 Jul 2014 - 09 Jul 2014
No
AG2863
BARCLAYS BANK PLC
Type 4: advising on securities
17 Mar 2014 - 19 Mar 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.