Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HU, ANNIE
Chinese Name of Relevant Individual
HKMA Registration Number
AG2872
Other HKMA Registration Number(s)
AE7141, AG5623
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Mar 2023 - 10 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Mar 2023 - 10 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2022 - 28 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Nov 2022 - 28 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Dec 2019 - 20 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Dec 2019 - 20 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Feb 2019 - 15 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Feb 2019 - 15 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Nov 2018 - 26 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
08 Nov 2018 - 26 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Apr 2018 - 24 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
03 Apr 2018 - 24 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Nov 2017 - 28 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Nov 2017 - 28 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2017 - 27 Mar 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 32
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HU, ANNIE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG2872
:
Other HKMA Registration Number(s)
AE7141, AG5623
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5623
CITIBANK, N.A.
Type 1: dealing in securities
16 Mar 2023 - 10 Apr 2023
No
AG5623
CITIBANK, N.A.
Type 4: advising on securities
16 Mar 2023 - 10 Apr 2023
No
AG5623
CITIBANK, N.A.
Type 1: dealing in securities
07 Nov 2022 - 28 Nov 2022
No
AG5623
CITIBANK, N.A.
Type 4: advising on securities
07 Nov 2022 - 28 Nov 2022
No
AG5623
CITIBANK, N.A.
Type 1: dealing in securities
13 Dec 2019 - 20 Dec 2019
No
AG5623
CITIBANK, N.A.
Type 4: advising on securities
13 Dec 2019 - 20 Dec 2019
No
AG5623
CITIBANK, N.A.
Type 1: dealing in securities
21 Feb 2019 - 15 Mar 2019
No
AG5623
CITIBANK, N.A.
Type 4: advising on securities
21 Feb 2019 - 15 Mar 2019
No
AG5623
CITIBANK, N.A.
Type 1: dealing in securities
08 Nov 2018 - 26 Nov 2018
No
AG5623
CITIBANK, N.A.
Type 4: advising on securities
08 Nov 2018 - 26 Nov 2018
No
AG5623
CITIBANK, N.A.
Type 1: dealing in securities
03 Apr 2018 - 24 Apr 2018
No
AG5623
CITIBANK, N.A.
Type 4: advising on securities
03 Apr 2018 - 24 Apr 2018
No
AG5623
CITIBANK, N.A.
Type 1: dealing in securities
09 Nov 2017 - 28 Nov 2017
No
AG5623
CITIBANK, N.A.
Type 4: advising on securities
09 Nov 2017 - 28 Nov 2017
No
AG5623
CITIBANK, N.A.
Type 1: dealing in securities
02 Mar 2017 - 27 Mar 2017
No
AG5623
CITIBANK, N.A.
Type 4: advising on securities
02 Mar 2017 - 27 Mar 2017
No
AG5623
CITIBANK, N.A.
Type 1: dealing in securities
14 Nov 2016 - 01 Dec 2016
No
AG5623
CITIBANK, N.A.
Type 4: advising on securities
14 Nov 2016 - 01 Dec 2016
No
AG5623
CITIBANK, N.A.
Type 1: dealing in securities
12 Mar 2016 - 30 Mar 2016
No
AG5623
CITIBANK, N.A.
Type 4: advising on securities
12 Mar 2016 - 30 Mar 2016
No
AG5623
CITIBANK, N.A.
Type 1: dealing in securities
18 Nov 2015 - 27 Nov 2015
No
AG5623
CITIBANK, N.A.
Type 4: advising on securities
18 Nov 2015 - 27 Nov 2015
No
AG5623
CITIBANK, N.A.
Type 1: dealing in securities
19 Mar 2015 - 20 Mar 2015
No
AG5623
CITIBANK, N.A.
Type 4: advising on securities
19 Mar 2015 - 20 Mar 2015
No
AG5623
CITIBANK, N.A.
Type 1: dealing in securities
09 Mar 2015 - 12 Mar 2015
No
AG5623
CITIBANK, N.A.
Type 4: advising on securities
09 Mar 2015 - 12 Mar 2015
No
AG5623
CITIBANK, N.A.
Type 1: dealing in securities
24 Nov 2014 - 15 Dec 2014
No
AG5623
CITIBANK, N.A.
Type 4: advising on securities
24 Nov 2014 - 15 Dec 2014
No
AG2872
CITIBANK, N.A.
Type 1: dealing in securities
18 Mar 2014 - 20 Mar 2014
No
AG2872
CITIBANK, N.A.
Type 4: advising on securities
18 Mar 2014 - 20 Mar 2014
No
AE7141
CITIBANK, N.A.
Type 1: dealing in securities
15 Jul 2010 - 30 Jul 2010
No
AE7141
CITIBANK, N.A.
Type 4: advising on securities
15 Jul 2010 - 30 Jul 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.