Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, WAI YIN
Chinese Name of Relevant Individual
陳偉賢
HKMA Registration Number
AG2882
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2016 - 28 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2016 - 28 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
28 Oct 2016 - 28 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Feb 2016 - 25 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Feb 2016 - 25 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Dec 2014 - 13 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Dec 2014 - 13 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Mar 2014 - 22 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Mar 2014 - 22 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
19 Mar 2014 - 22 Sep 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, WAI YIN
:
Chinese Name of Relevant Individual
陳偉賢
:
HKMA Registration Number
AG2882
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2882
HANG SENG BANK, LIMITED
Type 1: dealing in securities
28 Oct 2016 - 28 Sep 2018
No
AG2882
HANG SENG BANK, LIMITED
Type 4: advising on securities
28 Oct 2016 - 28 Sep 2018
No
AG2882
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
28 Oct 2016 - 28 Sep 2018
No
AG2882
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Feb 2016 - 25 Sep 2016
No
AG2882
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Feb 2016 - 25 Sep 2016
No
AG2882
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
06 Dec 2014 - 13 Jan 2016
No
AG2882
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
06 Dec 2014 - 13 Jan 2016
No
AG2882
HANG SENG BANK, LIMITED
Type 1: dealing in securities
19 Mar 2014 - 22 Sep 2014
No
AG2882
HANG SENG BANK, LIMITED
Type 4: advising on securities
19 Mar 2014 - 22 Sep 2014
No
AG2882
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
19 Mar 2014 - 22 Sep 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.