Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FAN, ION TIM
Chinese Name of Relevant Individual
樊潤添
HKMA Registration Number
AG2899
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2023 - 18 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jun 2017 - 18 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2017 - 25 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2017 - 25 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jun 2016 - 14 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jun 2016 - 14 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Mar 2014 - 13 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Mar 2014 - 13 Jun 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FAN, ION TIM
:
Chinese Name of Relevant Individual
樊潤添
:
HKMA Registration Number
AG2899
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2899
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jan 2023 - 18 Mar 2025
No
AG2899
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
21 Jun 2017 - 18 Feb 2022
No
AG2899
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
12 Jan 2017 - 25 Mar 2017
No
AG2899
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
12 Jan 2017 - 25 Mar 2017
No
AG2899
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Jun 2016 - 14 Aug 2016
No
AG2899
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Jun 2016 - 14 Aug 2016
No
AG2899
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Mar 2014 - 13 Jun 2016
No
AG2899
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Mar 2014 - 13 Jun 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.