Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YANG, JIN
Chinese Name of Relevant Individual
楊瑾
HKMA Registration Number
AG2903
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jan 2018 - 09 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jan 2018 - 09 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Mar 2014 - 08 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Mar 2014 - 08 Jan 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YANG, JIN
:
Chinese Name of Relevant Individual
楊瑾
:
HKMA Registration Number
AG2903
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2903
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
27 Jan 2018 - 09 Apr 2021
No
AG2903
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
27 Jan 2018 - 09 Apr 2021
No
AG2903
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
20 Mar 2014 - 08 Jan 2017
No
AG2903
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
20 Mar 2014 - 08 Jan 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.