Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUN, JIE
Chinese Name of Relevant Individual
孫劼
HKMA Registration Number
AG2912
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Mar 2014 - 15 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Mar 2014 - 15 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 Mar 2014 - 15 Jul 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUN, JIE
:
Chinese Name of Relevant Individual
孫劼
:
HKMA Registration Number
AG2912
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2912
DBS BANK LTD.
Type 1: dealing in securities
21 Mar 2014 - 15 Jul 2018
No
AG2912
DBS BANK LTD.
Type 4: advising on securities
21 Mar 2014 - 15 Jul 2018
No
AG2912
DBS BANK LTD.
Type 6: advising on corporate finance
21 Mar 2014 - 15 Jul 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.