Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
OFFORD, SCOTT
Chinese Name of Relevant Individual
HKMA Registration Number
AG2946
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
21 May 2019 - 25 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Dec 2018 - 09 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Sep 2018 - 11 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
04 May 2018 - 09 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Apr 2018 - 13 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jan 2018 - 31 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2017 - 13 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Mar 2017 - 26 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Nov 2016 - 14 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Feb 2016 - 23 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2015 - 28 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2014 - 28 Mar 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
OFFORD, SCOTT
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG2946
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2946
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
21 May 2019 - 25 May 2019
No
AG2946
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
04 Dec 2018 - 09 Dec 2018
No
AG2946
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
04 Sep 2018 - 11 Sep 2018
No
AG2946
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
04 May 2018 - 09 May 2018
No
AG2946
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
09 Apr 2018 - 13 Apr 2018
No
AG2946
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
25 Jan 2018 - 31 Jan 2018
No
AG2946
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
09 Sep 2017 - 13 Sep 2017
No
AG2946
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
21 Mar 2017 - 26 Mar 2017
No
AG2946
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
09 Nov 2016 - 14 Nov 2016
No
AG2946
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
18 Feb 2016 - 23 Feb 2016
No
AG2946
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
24 Apr 2015 - 28 Apr 2015
No
AG2946
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
25 Mar 2014 - 28 Mar 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.