Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
KUAN, BERNHARD
Chinese Name of Relevant Individual

關弘毅
HKMA Registration Number
AG2948
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 Mar 2014
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT ADVISOR
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
First date of engagement
25 Mar 2014
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT ADVISOR
Remarks
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 Mar 2014
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT ADVISOR
Remarks
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
25 Mar 2014
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT ADVISOR
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
KUAN, BERNHARD
:
Chinese Name of Relevant Individual
關弘毅
:
HKMA Registration Number
AG2948
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CITIBANK, N.A.
Type 1: dealing in securities
25 Mar 2014
No
INVESTMENT ADVISOR
CITIBANK, N.A.
Type 4: advising on securities
25 Mar 2014
No
INVESTMENT ADVISOR
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
25 Mar 2014
No
INVESTMENT ADVISOR
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
25 Mar 2014
No
INVESTMENT ADVISOR