Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAW, YIN PING
Chinese Name of Relevant Individual
羅燕萍
HKMA Registration Number
AG2953
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Nov 2016 - 03 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Nov 2016 - 03 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Mar 2014 - 18 Nov 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAW, YIN PING
:
Chinese Name of Relevant Individual
羅燕萍
:
HKMA Registration Number
AG2953
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2953
WING LUNG BANK LIMITED
Type 1: dealing in securities
02 Nov 2016 - 03 Mar 2017
No
AG2953
WING LUNG BANK LIMITED
Type 4: advising on securities
02 Nov 2016 - 03 Mar 2017
No
AG2953
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
26 Mar 2014 - 18 Nov 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.