Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, PUI CHI
Chinese Name of Relevant Individual
李佩芝
HKMA Registration Number
AG2960
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Dec 2017 - 01 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Dec 2017 - 01 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
19 Dec 2017 - 01 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Mar 2014 - 01 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
26 Mar 2014 - 01 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 Mar 2014 - 01 Apr 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, PUI CHI
:
Chinese Name of Relevant Individual
李佩芝
:
HKMA Registration Number
AG2960
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2960
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Dec 2017 - 01 Apr 2020
No
AG2960
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Dec 2017 - 01 Apr 2020
No
AG2960
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
19 Dec 2017 - 01 Apr 2020
No
AG2960
DBS BANK LTD.
Type 1: dealing in securities
26 Mar 2014 - 01 Apr 2020
No
AG2960
DBS BANK LTD.
Type 4: advising on securities
26 Mar 2014 - 01 Apr 2020
No
AG2960
DBS BANK LTD.
Type 6: advising on corporate finance
26 Mar 2014 - 01 Apr 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.